SEA - 13th October 2008
Form TR-1 with annex. FSA Version 2.1 updated April 2007
For filings with the FSA include the annex For filings with issuer exclude the annex |
TR-1: Notifications of Major Interests in Shares |
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1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: |
Carillion plc |
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2. Reason for notification (yes/no) | |
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An acquisition or disposal of voting rights |
Yes |
An acquisition or disposal of financial instruments which may result in the acquisition of shares already issued to which voting rights are attached |
No |
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An event changing the breakdown of voting rights |
No |
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Other (please specify):______________ |
No |
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3. Full name of person(s) subject to notification obligation: |
F&C Asset Management plc |
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4. Full name of shareholder(s) (if different from 3): |
No underlying client holds over 3% |
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5. Date of transaction (and date on which the threshold is crossed or reached if different): |
09/10/2008 |
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6. Date on which issuer notified: |
10/10/2008 |
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7. Threshold(s) that is/are crossed or reached: |
5% |
8: Notified Details | |||||||
A: Voting rights attached to shares | |||||||
Class/type of shares If possible use ISIN code |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||
Number of shares |
Number of voting rights |
Number of shares |
Number of voting rights |
Percentage of voting rights | |||
|
Direct |
Indirect |
Direct |
Indirect | ||||
GB0007365546 |
20,100,430 |
20,100,430 |
19,246,558 |
- |
19,246,558 |
- |
4.87 |
B: Financial Instruments | ||||
Resulting situation after the triggering transaction | ||||
Type of financial instrument |
Expiration date |
Exercise/ conversion period/date |
No. of voting rights that may be acquired (if the instrument exercised/converted) |
Percentage of voting rights |
- |
||||
Total (A+B) | |
Number of voting rights |
Percentage of voting rights |
19,246,558 |
4.87 |
9. Chain of controlled undertakings through which the voting rights and /or the financial instruments are effectively held, if applicable: |
no underlying client holds over 3% |
Proxy Voting: | |
10. Name of proxy holder: |
F&C Asset Management plc |
11. Number of voting rights proxy holder will cease to hold: |
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12. Date on which proxy holder will cease to hold voting rights: |
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13. Additional information: |
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14 Contact name: |
Mike Bassi, F&C Asset Management plc |
15. Contact telephone name: |
0131 718 10593 |
For notes on how to complete form TR-1 please see the FSA website.
Note: Annex should only be submitted to the FSA not the issuer
Annex: Notification of major interests in shares |
A: Identity of the persons or legal entity subject to the notification obligation | |
Full name (including legal form of legal entities) |
Carillion plc |
Contact address (registered office for legal entities) |
24 Birch Street, Wolverhampton, WV1 4HY |
Phone number & email |
T: 01902 316 488 F: 08701 285 627 (send to Tim George Asst. Co. Sec tim.george@carillionplc.com) |
Other useful information (at least legal representative for legal persons) |
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B: Identity of the notifier, if applicable | |
Full name |
Mike Bassi, F&C Asset Management plc |
Contact address |
80 George Street, Edinburgh EH2 3BU |
Phone number & email |
0131 718 1093 Michael.bassi@fandc.com |
Other useful information (e.g. functional relationship with the person or legal entity subject to the notification obligation) |
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C: Additional information |
